Description:
At An American Financial Services Mutual Organization Based in Milwaukee, We Are Strong, Innovative and Growing. We Invest in Our People. We Care and Make a Positive Difference.We're strong, innovative and growing.
In a company with such a long and storied history, this may be the most
exciting and important time to be a part of An American Financial Services Mutual Organization Based in Milwaukee.
We invest in our people. We provide opportunities for employees to grow themselves, their career and in turn, our business.
We care. We make a positive difference in our communities. Nationally, thousands have benefitted from our support of research and programs to fight childhood cancer. Each year, our Foundation, employees and financial representatives donate time, talent and financial support to causes they're passionate about.
An American Financial Services Mutual Organization Based in Milwaukee is seeking an experienced, independent, and agile mutual fund attorney interested in joining a diverse, challenging, and fast-paced practice advising the Company on a wide range of issues as the Company works to transform how clients experience financial security.
What's the role?
This attorney will be a member of the Law Department's Investment Products and Advisory Services Team and will primarily focus, as part of a sub-team of lawyers and paralegals and working closely with the Company's compliance professionals, on supporting our proprietary mutual fund complex that serves as an investment option for our variable insurance products and the registered investment adviser for that complex. This attorney will report to the VP-Investment Products and Services in the Law Department. Most An American Financial Services Mutual Organization Based in Milwaukee legal work is handled entirely in-house, including the production of mutual fund registration statements, the preparation of all regulatory filings and shareholder reports for the fund complex and its adviser, and the coordination and support of all mutual fund and adviser Board meetings.
Examples of the type of work this attorney will engage in as a member of the Investment Products and Advisory Services Team, includes:
- Analyzing SEC rule proposals and adoptions applicable to investment companies and registered investment advisers, advising our business clients on requirements and risks, and serving on project teams to implement such rulemakings.
- Assisting in preparing regulatory filings on behalf of the mutual fund complex and its registered investment adviser including registration statements, prospectus supplements, shareholder reports, proxy statements, ADVs, etc.
- Developing materials for quarterly mutual fund Board meetings, presenting at such meetings on relevant topics and recording minutes of certain Board committees.
- Assisting in sub-adviser selection and onboarding for our mutual fund complex including preparing non-disclosure agreements and investment management agreements, participating in the RFP process and preparing related Board material.
- Supporting mutual fund and investment adviser committees (e.g., brokerage, proxy, liquidity risk management, etc.).
- Contributing to the launch of new funds within our mutual fund complex.
