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Senior Associates & Counsel (Securities)

Pittsburgh, PA
Full Time
09-12-2021
Practice Areas: Securities Exp.: 5+ Years
Description:
Saul Ewing Arnstein & Lehr’s sophisticated securities practice is looking for experienced securities senior associates or counsel to help serve our dynamic clients. This is an opportunity to practice in a collegial and supportive environment. Ideal candidates will have in-depth experience (5+ years) in the following areas:
  • Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of 1934)
  • Registration and listing of securities, debt obligations and knowledge of NASDAQ & NYSE Rules
  • Reporting on Forms 10-K, 10-Q and 8-K
  • Proxy statements for annual and special shareholder meetings
  • Section 16 Reporting (Forms 3, 4 and 5)
  • Compliance with Rule 144
  • Director and Officer Questionnaires
  • Executive compensation disclosure issues
  • Private placement of securities in compliance with federal and state registration exemptions and other private company rules
  • Director independence and related party transactions
  • Broker-Dealer, FINRA and Investment Adviser Regulation Experience is a plus

A portable book of business, while a plus, is not required.

Candidates should apply online and include a cover letter, resume, transcript, and list of representative transactions.





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