Saul Ewing Arnstein & Lehr’s sophisticated securities practice is looking for experienced securities senior associates or counsel to help serve our dynamic clients. This is an opportunity to practice in a collegial and supportive environment. Ideal candidates will have in-depth experience (5+ years) in the following areas:
Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of 1934)
Registration and listing of securities, debt obligations and knowledge of NASDAQ & NYSE Rules
Reporting on Forms 10-K, 10-Q and 8-K
Proxy statements for annual and special shareholder meetings
Section 16 Reporting (Forms 3, 4 and 5)
Compliance with Rule 144
Director and Officer Questionnaires
Executive compensation disclosure issues
Private placement of securities in compliance with federal and state registration exemptions and other private company rules
Director independence and related party transactions
Broker-Dealer, FINRA and Investment Adviser Regulation Experience is a plus
A portable book of business, while a plus, is not required.
Candidates should apply online and include a cover letter, resume, transcript, and list of representative transactions.