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General Counsel & Chief Compliance Officer

New York, NY
Full Time
Exp.: 5+ Years
The Managing Director, General Counsel and Chief Compliance Officer will report to the Chief Executive Officer and be part of a dynamic senior team, responsible for the following:
  • M&A transaction support and provision of legal guidance to both private equity and credit teams
  • Transactional documentation in support of all funds
  • Fund formation activities and oversight (PE, Structured products)
  • Oversight and direction of portfolio company legal matters
  • Chief Compliance Officer responsibilities
  • Litigation support
  • Coordination of outside law firm activities and optimization of legal spend

The position will be located in New York City.

  • J.D from accredited law school, member in good standing of New York Bar and minimum of five years of relevant experience
  • Undergraduate degree from top academic institution
  • Experience working for an alternative asset manager with private equity and/or credit strategies
  • M&A experience
  • Experience in fund formation and compliance oversight
  • A track record of transactional/deal success
  • Capital markets experience including loans, IPOs and bond issuances
  • Ability to work productively with investment team members. He/she must be “commercial” while managing risk at all times
  • Excellent work ethic, energy and discipline with attention to detail
  • Strong sense of accountability and “team”
  • The highest of ethical standards

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